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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-30
OH RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-30
  • OH RA
    APPROVED
    Since 2017-03-25

Branch Locations

1956 Carter Road Suite 200, Cleveland, OH 44113 • United States

7150 W Central Ave Suite 100, Toledo, OH 43617 • United States

3825 Edwards Road Suite 210, Cincinnati, OH 45209 • United States

5455 Rings Road Suite 125, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Dublin OH 07/2013 03/2017
Metlife Securities Inc. Dublin OH 01/2015 03/2017
Massachusetts Mutual Life Insurance Company Cleveland OH 07/2016 Present
Mml Investors Services, Llc Cleveland OH 03/2017 Present
  • 07/2013 → 03/2017
    Metlife Securities Inc
    Dublin, OH
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Dublin, OH
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Cleveland, OH
  • 03/2017 → Present
    Cleveland, OH
Previous Registrations
  • 2013-10-24 → 2017-03-25
    Msi Financial Services, Inc.
    Dublin, OH
    Broadview Heights, OH
  • 2000-01-24 → 2013-07-29
    The Woodlands, TX
    Houston, TX
    Houston, TX
    Weehawken, NJ
    San Francisco, CA
    The Woodlands, TX
    Weehawken, NJ
    San Francisco, CA
Other Businesses

(1) NAME: LIAMPC LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: LIFE, P&C AND HEALTH INSURANCE SALES POSITION: OWNERSHIP START DATE: 7/01/2016 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 (2) NAME: MICHAEL CONNOLE INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: PROPERTY OWNER START DATE: 2/15/2005 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: OWNER OF 3 RENTAL PROPERTIES IN CLEVELAND (3) NAME: MICHAEL CONNOLE INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: ARBITRATOR ON FINRA CASES POSITION: FINRA ARBITRATOR START DATE: 6/01/2014 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 (4) NAME: MICHAEL AND STEPHANIE CONNOLE INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 06/01/2024 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: SPEAK WITH RENTAL MANAGEMENT CO TO TAKE CARE OF HOUSE ETC (5) NAME: POST 211 AMERICAN LEGION BOARD INV REL: N ADD: 31972 WALKER ROAD, AVON LAKE, OH 44012 NATURE: BOARD SERVICE POSITION: 2ND VICE START DATE: 09/01/2019 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: CREATE SOCIAL EVENTS, ATTEND BOARD MEETINGS. ADVISE ON INNER WORKINGS OF THE POST. (6) NAME: CLEVELAND CLINIC BOARD INV REL: N ADD: 1730 W 25TH, CLEVELAND, OH 44113 NATURE: BOARD SERVICE POSITION: TRUSTEE START DATE: 07/01/2019 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: HOSPITAL WALK THROUGH. LISTEN TO BRIEFS ON THE HOSPITAL AND THE COMMUNITY AROUND THE HOSPITAL.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-16
S63 Uniform Securities Agent State Law Examination 1999-12-09
  • S65 Uniform Investment Adviser Law Examination
    1999-12-16
  • S63 Uniform Securities Agent State Law Examination
    1999-12-09
Other Names
  • Michael S Connole

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