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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-12-01 |
| NY | RA | APPROVED | 2023-10-27 |
| FL | RA | APPROVED | 2010-05-13 |
Branch Locations
100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Ag | Miami | FL | 07/2006 | Present |
| Ubs International Inc. | Miami | FL | 07/2006 | Present |
| Ubs Financial Services Inc. | Weehawken | NJ | 01/2010 | Present |
1) Name of Business: Simon Thomas & Krista Richman./ Address: 571 Michael Dr. Sonoma California United States 95476./ Investment Related: No./ Nature: Secondary home and will also will be used to generate rental income./ Role: Proprietor / owner./ Duty: None really, will hire a property management company./ Start Date: 12/1/2023./ Time Required: N/A.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-22 |
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