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2281 Lava Ridge Court Suite 200, Roseville, CA 95661 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-17 |
| CA | RA | APPROVED | 2009-04-24 |
Branch Locations
2281 Lava Ridge Court Suite 200, Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Steven Brien Pinedo | Roseville | CA | 10/2004 | Present |
| Pinedo Financial Services | Roseville | CA | 04/2009 | Present |
| Lpl Financial, Llc | Roseville | CA | 10/2015 | Present |
1. 10/23/2015 - Pinedo Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/1/2009 - Time Spent 100%. 2. 10/28/2015 - Pinedo Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/01/2009 - 100 Hours Per Month/4 Hours During Securities Trading - 80% TIME SPENT. 3. 10/28/2015 - Pinedo Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/01/2009 - 100 Hours Per Month/4 Hours During Securities Trading - 80% TIME SPENT - IAR - I provide investment advisory services through Pinedo Financial Services, an independent investment advisor firm. I started this business activity in 1/2009. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 9/28/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/30/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Sell IUL products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-12 |
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