Best Investors Account Sign in
Current Employers
Pinedo Financial Services

2281 Lava Ridge Court Suite 200, Roseville, CA 95661 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-17
CA RA APPROVED 2009-04-24
  • TX RA
    APPROVED_RES
    Since 2025-06-17
  • CA RA
    APPROVED
    Since 2009-04-24

Branch Locations

2281 Lava Ridge Court Suite 200, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steven Brien Pinedo Roseville CA 10/2004 Present
Pinedo Financial Services Roseville CA 04/2009 Present
Lpl Financial, Llc Roseville CA 10/2015 Present
Previous Registrations
Other Businesses

1. 10/23/2015 - Pinedo Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/1/2009 - Time Spent 100%. 2. 10/28/2015 - Pinedo Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/01/2009 - 100 Hours Per Month/4 Hours During Securities Trading - 80% TIME SPENT. 3. 10/28/2015 - Pinedo Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/01/2009 - 100 Hours Per Month/4 Hours During Securities Trading - 80% TIME SPENT - IAR - I provide investment advisory services through Pinedo Financial Services, an independent investment advisor firm. I started this business activity in 1/2009. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 9/28/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/30/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Sell IUL products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-12
  • S66 Uniform Combined State Law Examination
    2003-07-12
Designations
Other Names
  • Steven B. Pinedo
  • Steven Pinedo
  • Steven B. Pinedo

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Roseville, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor