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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-01 |
| CA | RA | APPROVED | 2002-12-16 |
Branch Locations
200 Pringle Ave Ste 550, Walnut Creek, CA 94596 • United States
Oakland, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Walnut Creek | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Walnut Creek | CA | 03/2020 | Present |
Business Ownership; HGL Enterprises LLC; Authorized Signer; Residential Real Estate.; 1555 Lakeside Dr., Apt 52, , Oakland, CA, 94612; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 0 during trading hours. Board of Directors; UCLA Alumni Association - San Francisco Bay Area Network; East Bay Vice President; 325 Westwood Plaza, , Los Angeles, CA, 90095; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 0 during trading hours / Festival Opera; Board Member; 1630 N. Main Street, #61, , Walnut Creek, CA, 94596; Not Investment-Related; 12/01/2015; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-13 |
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