Jennifer Sinnkwon Kwock-Lau

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Walnut Creek, CA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Walnut Creek, CA

Other Businesses

Business Ownership; HGL Enterprises LLC; Authorized Signer; Residential Real Estate.; 1555 Lakeside Dr., Apt 52, , Oakland, CA, 94612; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 0 during trading hours. Board of Directors; UCLA Alumni Association - San Francisco Bay Area Network; East Bay Vice President; 325 Westwood Plaza, , Los Angeles, CA, 90095; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 0 during trading hours / Festival Opera; Board Member; 1630 N. Main Street, #61, , Walnut Creek, CA, 94596; Not Investment-Related; 12/01/2015; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2002-12-13

Other Names

• Jennifer Sinnkwon Kwock Lau
• Jennifer S Kwock-Lau