Matthew Robert Roe

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-05-21
NY	RA	APPROVED	2023-05-01

SC RA
APPROVED

Since 2025-05-21
NY RA
APPROVED

Since 2023-05-01

Branch Locations

Chapin, SC • United States

2530 James St, Syracuse, NY 13206 • United States

4856 W Seneca Tpke, Syracuse, NY 13215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Matthew Roe Insurance Agency	Syracuse	NY	10/2006	Present
State Farm Vp Management Corp.	Syracuse	NY	10/2006	Present
State Farm Investment Management Corp	Syracuse	NY	05/2023	Present

10/2006 → Present

Matthew Roe Insurance Agency

Syracuse, NY
10/2006 → Present

State Farm Vp Management Corp.

Syracuse, NY
05/2023 → Present

State Farm Investment Management Corp

Syracuse, NY

Other Businesses

1) ISP PRODUCTIONS-SU BASKETBALL GAMES FOR 2007-2008 SEASON SINCE 11/2007; 5848 HERITAGE LANDING DRIVE, EAST SYRACUSE, NY 13057; OTHER; 0% OWNERSHIP; SYRACUSE ISP SPORTS NETWORK PRODUCES ALL THE HOME AND AWAY GAMES FOR SYRACUSE BASKETBALL AND FOOTBALL. COMMENTATE ON THE BASKETBALL GAMES WITH MATT PARK-PLAY BY PLAN ANNOUNCER. WORK 16 HOURS PER MONTH. 0 HOURS DURING SECURITIES TRADING HOURS. NON-INVESTMENT RELATED. 2) TWC SPORTSCHANNEL; NON-INVESTMENT-RELATED; 6005 FAIR LAKES RAOD, SYRACUSE, NY 13057; OTHER; ANNOUNCING SU BASKETBALL GAMES FOR TWC SPORTS CHANNEL; COLOR COMMENTATOR FOR SU BASKETBALL GAMES FOR TV 0%; 11/1/13; 4 HRS/MO; 0 HRS/MO; ANNOUNCING A BASKETBALL GAME. 3) Matthew Roe's Insurance Agency; Insurance Agency; Investment-related; 2530 James St Syracuse, NY 13206-2823 and 4856 W Seneca Tpke Syracuse, NY 13215-2249; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/1/2006; 80; 80; Service customers and supervise employees 4) Matthew and Kristen Roe - Property#1 (Personally Held Real Estate); Investment Related; 101 Upper Holiday Lane Unit H333 Beech Mountain, NC 28604; Investment or Commercial Property; Owner; None; 06/01/2026; 0; 0; Personally Held Real Estate

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-12-21
S66	Uniform Combined State Law Examination	2004-05-07
S63	Uniform Securities Agent State Law Examination	2002-11-11

S65 Uniform Investment Adviser Law Examination

2022-12-21
S66 Uniform Combined State Law Examination

2004-05-07
S63 Uniform Securities Agent State Law Examination

2002-11-11

Other Names

Matt Roe

View on SEC IAPD