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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-06-16 |
| TX | RA | APPROVED | 2023-06-16 |
Branch Locations
5745 Raccoon River Dr Suite 100, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Des Moines | IA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Des Moines | IA | 11/2016 | 06/2023 |
| Wells Fargo Advisors Financial Network, Llc | West Des Moines | IA | 06/2023 | Present |
CONSERVATOR FOR DAUGHTER, INV RELATED, ANKENY, IA, START: 05/01/2018, 4 HOURS A MONTH, 4 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-07-21 |
| S65 | Uniform Investment Adviser Law Examination | 2004-01-31 |
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