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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-09-09
  • VA RA
    APPROVED
    Since 2025-09-09

Branch Locations

1430 High Street, Bldg 12, Williamsburg, VA 23185 • United States

Ashland, VA • United States

9495 Charter Gate Drive, Mechanicsville, VA 23116 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Suntrust Investment Svc, Inc. Richmond VA 11/2007 07/2017
Suntrust Investment Services, Inc. Atlanta GA 11/2007 07/2017
Suntrust Advisory Services Atlanta GA 09/2016 07/2017
Capitol Securities Management Glen Allen VA 08/2017 02/2020
Infinex Investments, Inc. Meriden CT 02/2020 09/2025
Virginia Asset Group Virginia Beach VA 02/2020 Present
Lpl Financial Llc Mechanicsville VA 09/2025 Present
Primis Bank Williamsburg VA 09/2025 Present
  • 11/2007 → 07/2017
    Suntrust Investment Svc, Inc.
    Richmond, VA
  • 11/2007 → 07/2017
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 09/2016 → 07/2017
    Suntrust Advisory Services
    Atlanta, GA
  • 08/2017 → 02/2020
    Capitol Securities Management
    Glen Allen, VA
  • 02/2020 → 09/2025
    Infinex Investments, Inc.
    Meriden, CT
  • 02/2020 → Present
    Virginia Asset Group
    Virginia Beach, VA
  • 09/2025 → Present
    Mechanicsville, VA
  • 09/2025 → Present
    Primis Bank
    Williamsburg, VA
Previous Registrations
  • 2020-02-28 → 2025-09-05
    Ashland, VA
    Baltimore, MD
    Mechanicsville, VA
  • 2017-08-21 → 2020-03-02
    Glen Allen, VA
  • 2016-09-27 → 2017-08-03
    Fredericksburg, VA
    Stafford, VA
    Chesapeake, VA
    Glen Allen, VA
    Stafford, VA
  • 2008-04-07 → 2016-12-31
    Truist Investment Services, Inc.
    Fredericksburg, VA
    Glen Allen, VA
    Fredericksburg, VA
    Stafford, VA
    Fredericksburg, VA
    Richmond, VA
    Beaverdam, VA
    Spotsylvania, VA
    Stafford, VA
    Chesapeake, VA
Other Businesses

1. 07/2025 - VIRGINIA INSURANCE AGENCY SOLUTIONS. - Non-Variable Insurance - Investment Related - 4 Hrs/Mth - 1 Hrs During Trading - Virginia Beach, VA 23452 - OBA Start Date: 04/01/2019 2. 07/2025 - Virginia Asset Group - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 40 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 9/4/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-05
S63 Uniform Securities Agent State Law Examination 2002-11-15
  • S66 Uniform Combined State Law Examination
    2008-04-05
  • S63 Uniform Securities Agent State Law Examination
    2002-11-15

View on SEC IAPD

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