Scott Francis Steinitz

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-01-14
GA	RA	APPROVED	2013-06-04

TX RA
APPROVED_RES

Since 2016-01-14
GA RA
APPROVED

Since 2013-06-04

Branch Locations

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

2025 Towne Lake Pkwy, Woodstock, GA 30189 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Suwanee	GA	05/2013	11/2016
Wells Fargo Clearing Services, Llc	Suwanee	GA	11/2016	Present

05/2013 → 11/2016

Wells Fargo Advisors, Llc

Suwanee, GA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Suwanee, GA

Previous Registrations

2012-10-01 → 2013-05-24

J.P. Morgan Securities Llc

Kennesaw, GA

Canton, GA

Powder Springs, GA

Hiram, GA

Kennesaw, GA

Marietta, GA
2010-06-24 → 2012-10-01

Chase Investment Services Corp.

Woodstock, GA

Kennesaw, GA

Hiram, GA

Powder Springs, GA

Marietta, GA

Alpharetta, GA

Canton, GA

Woodstock, GA

Acworth, GA

Marietta, GA

Douglasville, GA

Lithia Springs, GA

Mableton,, GA

Smyrna, GA

Canton, GA

Kennesaw, GA
2009-11-04 → 2010-06-01

Truist Investment Services, Inc.

Marietta, GA

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-10-30
S63	Uniform Securities Agent State Law Examination	2003-03-14

S66 Uniform Combined State Law Examination

2009-10-30
S63 Uniform Securities Agent State Law Examination

2003-03-14

Other Names

Scott Steinitz

View on SEC IAPD