Sean P Kennedy

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → 02/2022
  E*Trade Securities Llc
  Chicago, IL
• 11/2017 → 03/2020
  Northern Trust
  Chicago, IL
• 07/2009 → 11/2017
  Millennium Trust Company
  Oak Brook, IL
• 10/2020 → 03/2021
  Hinsdale South Hs
  Darien, IL
• 04/2020 → 09/2020
  Unemployed
  Clarendon Hills, IL
• 02/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL

Previous Registrations

• 2001-06-20 → 2009-02-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  Chicago, IL

Other Businesses

I*1930300, Entity Type, Entity Charitable, Name of OBA: EGKs for EGK, Address: South Elgin, IL, 60177, Investment Related: No, Position, Title, Association: Board Member, Employee Start Date: 07/30/2024, No Hours: 36hrs/Annually, No Hours during trading: 0, Duties: Fundraising to provide AED equipment to local communities and to provide heart screenings to local area high schools (Greater Chicagoland). Board member duties include monthly meetings, providing strategic vision for business development, operations including volunteering at fundraisers and heart screenings.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-05-25
• S63 Uniform Securities Agent State Law Examination
  2021-08-09
• S66 Uniform Combined State Law Examination
  2000-12-21

Other Names

• Sean P Kennedy
• Sean Patrick Kennedy