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1111 N. Northshore Drive Ste P-270, Knoxville, TN 37919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-08-18 |
Branch Locations
1111 N. Northshore Drive Ste P-270, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Maryville | TN | 11/2009 | 06/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2017 | 03/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2017 | 12/2021 |
| Alliance Wealth Management Partners Llc | 422 Marilyn Lane | TN | 08/2021 | Present |
1. NOTARY PUBLIC, 422 MARILYN LN, ALCOA, TN, 3/2016; NOT INV REL; 2 HR/MO; 2 HRS DURING SECS TRADING HOURS. 2. THE CAREGIVER SUPERHERO SOCIETY, 2104 CHIPPENDALE DR, MARYVILLE, TN, TREASURER 501c3, 01/01/21, NIR, 3 HR MO, 0/TRADING HR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-10 |
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