Sean Kimball Clark

Current Employers

Royal Fund Management, Llc

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-07-12
NC	RA	APPROVED	2024-05-02

PA RA
APPROVED

Since 2024-07-12
NC RA
APPROVED

Since 2024-05-02

Branch Locations

18 S. George St. Suite 608, York, PA 17401 • United States

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
York Independents, Inc.	York	PA	02/2011	Present
Brokers International Financial Services, Llc	York	PA	01/2017	05/2018
Ae Wealth Management, Llc	Topeka	KS	05/2018	05/2024
Southern New Hampshire University	Manchester	NH	08/2021	Present
Grand Canyon University	Phoenix	AZ	07/2023	Present
University Of Arizona	Chandler	AZ	09/2023	Present
Royal Fund Management, Llc Dba Yi Wealth Management	Lady Lake	FL	05/2024	Present

02/2011 → Present

York Independents, Inc.

York, PA
01/2017 → 05/2018

Brokers International Financial Services, Llc

York, PA
05/2018 → 05/2024

Ae Wealth Management, Llc

Topeka, KS
08/2021 → Present

Southern New Hampshire University

Manchester, NH
07/2023 → Present

Grand Canyon University

Phoenix, AZ
09/2023 → Present

University Of Arizona

Chandler, AZ
05/2024 → Present

Royal Fund Management, Llc Dba Yi Wealth Management

Lady Lake, FL

Previous Registrations

2018-05-17 → 2024-05-01

Ae Wealth Management, Llc

York, PA

Wilmington, NC
2017-01-27 → 2018-05-18

Integrity Alliance, Llc.

York, PA

Urbandale, IA

Other Businesses

?YORK INDEPENDENTS, INC.; YES INVESTMENT-RELATED; 18 S. GEORGE ST. #608, YORK, PA 17401; INSURANCE SALES; CEO/INSURANCE AGENT; START DATE02/2011; APPROX 100 HOURS/MONTH; APPROX 100 HOURS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. ? SOUTHERN NEW HAMPSHIREUNIVERSITY; NOT INVESTMENT RELATED; 2500 N RIVER RD, MANCHESTER, NH 03106; TEACHING; PROFESSOR; START DATE 08/2021; APPROX 05 HRS/MONTH;APPROX 05 HRS/MONTH DURING TRADING; TEACHING COURSES AS ASSIGNED. ? MRFC BOARD; Board member; IARFC issues the MRFC designation. INVESTMENTRELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START ;02/27/2023; 146 N Breiel Blvd, Middletown OH 45042; Review credentialling criteria foIARFC. ? GRAND CANYON UNIVERSITY; Adjunct professor; Teaching online as an adjunct professor; INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIESTRADING HOURS: 0 ; 07/27/2023; 3300 W. Camelback Road Phoenix, AZ 85017, Phoenix AZ 85017, Teaching online as an adjunct professor ? UNIVERSITY OF ARIZONA; adjunct professor NATURE: Teaching as adjunct professor INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 ; 09/04/202180 S Arizona Ave Suite #301, Chandler, AZ 85225, Chandler AZ 85225, Teaching as adjunct professor.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-01-27
S63	Uniform Securities Agent State Law Examination	2002-10-21

S65 Uniform Investment Adviser Law Examination

2017-01-27
S63 Uniform Securities Agent State Law Examination

2002-10-21

View on SEC IAPD