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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
FL RA APPROVED 2006-04-12
  • NY RA
    APPROVED
    Since 2021-03-25
  • FL RA
    APPROVED
    Since 2006-04-12

Branch Locations

401 East Jackson Street Suite 2350, Tampa, FL 33602 • United States

Odessa, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc Tampa FL 02/2006 Present
  • 02/2006 → Present
    Neuberger Berman, Llc
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-10
  • S66 Uniform Combined State Law Examination
    2006-04-10

View on SEC IAPD

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