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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-05
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2026-02-05
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

28920 Greenspot Rd, Highland, CA 92346 • United States

1753 N Sunrise Way, Palm Springs, CA 92262 • United States

5200 Ramon Rd Bldg E, Palm Springs, CA 92264 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Fontana CA 11/2004 Present
Wells Fargo Advisors Llc Redlands CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Redlands CA 11/2016 Present
  • 11/2004 → Present
    Wells Fargo Bank
    Fontana, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Redlands, CA
  • 11/2016 → Present
    Redlands, CA
Previous Registrations
  • 2005-08-05 → 2011-01-03
    Wells Fargo Investments, Llc
    Fontana, CA
    Redlands, CA
    Fontana, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-26
  • S66 Uniform Combined State Law Examination
    2002-11-26

View on SEC IAPD

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