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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2014-01-21 |
| TX | RA | APPROVED_RES | 2014-01-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services | St. Cloud | MN | 06/2007 | Present |
| Midfirst Bank | Altus | OK | 06/2007 | Present |
| Cetera Investment Advisers Llc | Altus | OK | 01/2014 | Present |
1.) ABILITY TO EARN COMPENSATION FROM REFERRALS THROUGH TRUE CHAMPION REFERRAL PROGRAM AT MIDFIRST. 2.) U.S. ARMY RESERVE OFFICER, CIVIL AFFAIRS 3.) BOARDMEMBER OF JH LEE SCHOLARSHIP; PROVIDE OVERSITE FOR FUNDS DONATED TO THE SCHOLARSHIP FUND AND PARTICPATE IN REVIEW AND AWARD OF SCHOLARSHIP APPLICATIONS; NOT SECURITIES RELATED;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-01 |
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