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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-05-24
MN RA APPROVED 2015-09-02
PA RA APPROVED 2012-02-23
  • TX RA
    APPROVED
    Since 2016-05-24
  • MN RA
    APPROVED
    Since 2015-09-02
  • PA RA
    APPROVED
    Since 2012-02-23

Branch Locations

Independence, MN • United States

10900 Wayzata Blvd Ste 150, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Eden Prairie MN 02/2012 03/2020
Ameriprise Financial Services, Llc Minnetonka MN 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Lot/Land; XXX 3676 20th Street SE, , Buffalo, MN, 55313; Not Investment-Related; 02/07/2025. Business Ownership; Brandt Farms; Helping my children learn the basics of running a business: income, expenses, profits, planning, saving, etc.; Brandt Farms = firewood, eggs & produce business; 3380 Brei Kessel Road, , Independence, MN, 55359; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 0 during trading hours / Clear View Tax Solutions, Inc; Co-owner; Tax Preparation; 10900 Wayzata Blvd, Suite 150, Minnetonka, MN, 55305; Not Investment-Related; 08/05/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Steven N Brandt LLC; Owner; Manage Ameriprise Business; 3380 Brei Kessel Road, , Independence, MN, 55359; Investment-Related; 08/21/2025; 60 hours per month; 60 during trading hours. Board of Directors; Lions Volleyball Booster Board; Vice President; 15100 Schmidt Lake Road, , Plymouth, MN, 55446; Not Investment-Related; 12/12/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; G&A Partners; AFA - AFA; ; 10900 Wayzata Blvd, Ste 150, , Minnetonka, MN, 55305; Investment-Related; 09/01/2015; 60 hours per month; 60 during trading hours / Advisor Professional Services, Inc.; AFA - AFA; ; 10900 Wayzata Blvd, Ste 150, , Minnetonka, MN, 55305; Investment-Related; 09/01/2005; 60 hours per month; 60 during trading hours / Clear View Tax Solutions, Inc.; Co-owner; Tax Preparation; 10900 Wayzata Blvd , Suite 150, Minnetonka, MN, 55305; Not Investment-Related; 08/05/2023; 1 to 9 hours per month; 1 to 9 during trading hours / STEVEN N BRANDT LLC; Owner; Manage advisory business; 3380 Brei Kessel Road, , Independence, MN, 55359; Investment-Related; 08/21/2025; 60 hours per month; 60 during trading hours. Other Business Activities; SISU Leadership Advisory Group; I have been asked to be part of a leadership advisory group for my gym -- CrossFit SISU -- where I have been a member for almost 5yrs. This group consists of other members w/ various backgrounds that can provide feedback and direction for the two owners of the gym as they continue to shape the direction they take their business -- i.e. programming, adding locations, enhancing coaching, etc.; 2072 East Center Circle, , Plymouth, MN, 55441; Not Investment-Related; 04/01/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-20
  • S66 Uniform Combined State Law Examination
    2009-07-20
Designations
Other Names
  • Steve Brandt
  • Steven Nicholas Brandt
  • Steven N Brandt

View on SEC IAPD

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