Eric Matthew Stockton

Current Employers

Employment History

• 12/2009 → Present
  Lpl Financial Llc
  Hendersonville, TN

Other Businesses

1) 11/16/2009: KFI - Other-Goal and Confidence Speaking - Not Investment Related - 20% Time Spent - participating in client calls and public speaking regarding goal planning, self esteem, time management, confidence builing, etc. This is not financially related in any nature. Per attest all referrals will stay under $25 max fee. 2) 05/06/2010: No Business Name - Act in a Fiduciary Capacity - Investment Related - At Reported Business Location(s) - 5% Time Spent - Jean Stockton 3) 10/21/2016: Kaleo Wealth Management - Business Entity For Tax/Investment Purposes Only - Investment Related - 323 W. Main St. Hendersonville, TN 37075 - Start 10/03/2016 - 0 Hr/Mo - not held out to public. Pass through for Income from LPL 4) 6/20/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 02/25/2019 - 5 Hours Per Month/2 Hours During Securities Trading. 5) 7/22/2019 - Guided Wealth Partners - DBA: Guided Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/02/2019. 6) 10/16/2019 - Amazing Life Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 11/01/2019 - 10 Hours Per Month During Securities Trading. 7) 11/27/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 11/25/2019 - 10 Hours Per Month/1 Hour During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2017-07-17
• S63 Uniform Securities Agent State Law Examination
  2003-07-22