Andrew Carl Mcgee

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-04-17

TX RA
APPROVED

Since 2025-04-17

Branch Locations

730 Town And Country Blvd. Suite 100, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Houston	TX	09/2002	04/2025
Stifel	Houston	TX	04/2025	Present

09/2002 → 04/2025

Ubs Financial Services Inc.

Houston, TX
04/2025 → Present

Stifel

Houston, TX

Previous Registrations

2002-11-28 → 2025-04-29

Ubs Financial Services Inc.

Houston, TX

Houston, TX

Other Businesses

1. Ulman, LLC; 19903 country lake Dr Magnolia TX 77355; My wife and I are purchasing a home in Bay St. Louis, MS and the home will be owned by the LLC for rental purposes; owner; Manage the property with my wife Paige Mcgee; 10/06/2025; 3 hrs/month; Not during security trading hours; Investment-Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-11-27

S66 Uniform Combined State Law Examination

2002-11-27

View on SEC IAPD