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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2019-10-21 |
| TX | RA | APPROVED | 2019-10-21 |
Branch Locations
11900 College Blvd Ste 315, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services | Mission | KS | 09/2002 | 10/2019 |
| Lpl Financial, Llc | Overland Park | KS | 10/2019 | Present |
1) 01/2019 - OTHER - INVESTMENT ADVISOR HOUR - 5% - INVESTMENT RELATED - MISSION, KS 2) 03/2009 - Other - SHAWNEE MISSION DUCK CLUB LLC - 1% - NOT INVESTMENT RELATED - STILWELL, KS 66085 3) 01/2005 - BUSINESS ENTITY FOR TAX AND INVESTMENT PURPOSES - AIKMUS FINANCIAL LLC - 1% - INVESTMENT RELATED - OVERLAND PARK, KS 66210 4) 08/1981 - DBA for LPL Business (entity for LPL business) - Hadel Financial Advisors, Inc - 100% - INVESTMENT RELATED - OVERLAND PARK, KS 66210 5) 09/2002 - Non-Variable Insurance - HADEL FINANCIAL ADVISORS, INC - 3% - INVESTMENT RELATED - OVERLAND PARK, KS 66210 6) 8/10/2020 - No Business Name - Investment Related - Bucyrus KS 66013 - Real Estate Rental - Start Date: 09/08/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Purchasing 60 acres of farmland. The land will be rented out to a local farmer. 7) 12/30/2020 - HA Properties LLC - Investment Related - Miami County, KS - Other-Family Business - Start Date: 01/04/2021 - 4 Hours Per Month/0 Hours During Securities Trading - Ownership of raw land (54 acres) used for hunting and a small portion for farm rental. 8) 06/29/2023 - Notary - Investment Related - At Reported Business Location(s) - Other - Notary - Start Date 06/26/2023 - 1 Hour Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-24 |
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