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Sadie Mae Albis

Northwestern Mutual Investment Services, LLC

Milwaukee, WI

Arcadia, CA

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Arcadia, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Band Milwaukee WI 04/2008 Present
Matthew Plocher Los Angeles CA 10/2013 12/2025
Northwestern Mutual Investment Services, Llc Los Angeles CA 10/2013 Present
Northwestern Mutual Insurance Company Milwaukee WI 01/2026 Present
  • 04/2008 → Present
    Band
    Milwaukee, WI
  • 10/2013 → 12/2025
    Matthew Plocher
    Los Angeles, CA
  • 10/2013 → Present
    Northwestern Mutual Investment Services, Llc
    Los Angeles, CA
  • 01/2026 → Present
    Northwestern Mutual Insurance Company
    Milwaukee, WI
Other Businesses

BUSINESS RELATED COACHING, START DATE: 2/11/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-21
  • S66 Uniform Combined State Law Examination
    2013-12-21
Other Names
  • Sadie Dumbleton
  • Sadie Mae Dumbleton

View on SEC IAPD

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