Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-06-18
VA RA APPROVED 2005-05-26
  • TX RA
    APPROVED_RES
    Since 2009-06-18
  • VA RA
    APPROVED
    Since 2005-05-26

Branch Locations

1111 E Main St, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 10/2004 Present
Other Businesses

I*6425 For profit or not for profit: Name of outside business organization: Nelson Investment related: Address of business: Hopewell, Virginia 23860 Nature of business: Rental Property Position, title, association: , Start date of relationship: 42736 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*1179315 For profit or not for profit: Entity For Profit Name of outside business organization: Adorning in Prayer Ministries Investment related: N Address of business: S Prince George, Virginia, 23805 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 2/15/2023 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Teaching and preaching the gospel of Jesus Christ through prayer conferences and seminars. Also creating, merchandising, and selling prayer products. I*1329269 For profit or not for profit: Entity Charitable Name of outside business organization: Leona's Love Garden Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Charitable Organization"] Position, title, association: ["Employee"], Start date of relationship: 8/7/2023 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , establish 501c and do urban farming, youth programs and community outreach. i will assist on weekends with gardening, teaching chess, basic financial literacy, community fund raisers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-25
S63 Uniform Securities Agent State Law Examination 2001-02-02
  • S66 Uniform Combined State Law Examination
    2005-05-25
  • S63 Uniform Securities Agent State Law Examination
    2001-02-02
Other Names
  • Rochele Annette Monroe

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Richmond, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor