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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-17 |
Branch Locations
100 Crescent Court Suite 1500, Dallas, TX 75201-1871 • United States
Lewisville, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Dallas | TX | 01/2016 | 07/2026 |
| Rbc Capital Markets, Llc | Dallas | TX | 07/2026 | Present |
1. MOSS HUNT LLC; 12135 CRESTLINE AVE DALLAS TX 75244; ENTITY WAS CREATED FOR THE PURPOSE OF A HUNTING LEASE IN TEXAS; MANAGING MEMBER; MANAGES THE HUNTING LEASE; AFFILIATION STARTED 06/01/2015; 0 HOURS PER DAY; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 2. MossHollow LLC; 12135 Crestline Ave Dallas TX 75244; Managing Partner; it is effectively a passive entity that owns and collects royalty income from oil/gas minerals; her brother and her have equal authority; affiliation started 11/18/1974; 2.0 hours per year; not during securities trading hours; not investment-related. (3) NAME OF ENTITY: MossHollow LLC ADDRESS: 3320 Damsel Sauvage Lane Lewisville Texas 75056 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Nov 17, 1974 CAPACITY: Owner, Partner DUTIES: Oil & Gas minerals inherited from father. 50% partner with brother Clay Moss. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-25 |
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