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Dean Balsamo

Td Private Client Wealth LLC

Vienna, VA

Manchester, NH

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-09-12
RI RA APPROVED 2024-09-12
NY RA APPROVED 2021-07-29
MD RA APPROVED 2018-07-25
NJ RA APPROVED 2013-05-08
FL RA APPROVED 2013-04-24
ME RA APPROVED 2013-04-23
NH RA APPROVED 2013-04-23
VT RA APPROVED 2013-04-23
  • CT RA
    APPROVED
    Since 2024-09-12
  • RI RA
    APPROVED
    Since 2024-09-12
  • NY RA
    APPROVED
    Since 2021-07-29
  • MD RA
    APPROVED
    Since 2018-07-25
  • NJ RA
    APPROVED
    Since 2013-05-08
  • FL RA
    APPROVED
    Since 2013-04-24
  • ME RA
    APPROVED
    Since 2013-04-23
  • NH RA
    APPROVED
    Since 2013-04-23
  • VT RA
    APPROVED
    Since 2013-04-23

Branch Locations

1919 Gallows Road 2Nd Floor, Vienna, VA 22182 • United States

1255 South Willow Street 2Nd Floor, Manchester, NH 03103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Private Client Wealth Llc Manchester NH 03/2016 Present
Td Bank, N.A. Manchester NH 03/2016 11/2021
Td Bank N.A. Bedford NH 11/2021 06/2024
Td Bank N.A. Manchester NH 06/2024 03/2026
Td Bank N.A. Manchester NH 03/2026 Present
  • 03/2016 → Present
    Td Private Client Wealth Llc
    Manchester, NH
  • 03/2016 → 11/2021
    Td Bank, N.A.
    Manchester, NH
  • 11/2021 → 06/2024
    Td Bank N.A.
    Bedford, NH
  • 06/2024 → 03/2026
    Td Bank N.A.
    Manchester, NH
  • 03/2026 → Present
    Td Bank N.A.
    Manchester, NH
Previous Registrations
  • 2009-06-30 → 2012-12-13
    Td Ameritrade, Inc.
    Bedford, NH
    Burlington, MA
  • 2009-06-30 → 2012-12-13
    Td Ameritrade Investment Management, Llc
    Manchester, NH
    Burlington, MA
  • 2005-12-05 → 2009-01-29
    Banc Of America Investment Services, Inc.
    Manchester, NH
    Manchester, NH
    Manchester, NH
    Manchester, NH
  • 2003-06-26 → 2005-10-21
    Td Ameritrade, Inc.
    Manchester, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-16
S63 Uniform Securities Agent State Law Examination 2000-04-05
  • S66 Uniform Combined State Law Examination
    2003-06-16
  • S63 Uniform Securities Agent State Law Examination
    2000-04-05

View on SEC IAPD

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RETIREMENT RESEARCHER, LLC
MCLEAN ASSET MANAGEMENT CORP.
KIRK CAPITAL ADVISORS LLC
ATEGRA CAPITAL MANAGEMENT, LLC

Other Investors

MARY ELIZABETH ELLISON
ROBERT BURTON LANK
AMIR EYAL
DANIEL JOHN WARD
Hunter John Leed
BENJAMIN PRUITT MELTON
PETER REISNER SHARPE
STEPHEN FRANKLIN STEWART

Other Offices

OSAIC WEALTH, INC. · VIENNA, VA
CAPITOL PRIVATE WEALTH GROUP LLC · VIENNA, VA
AMERIPRISE FINANCIAL SERVICES, LLC · VIENNA, VA
PNC WEALTH MANAGEMENT LLC · VIENNA, VA
RETIREMENT RESEARCHER, LLC · TYSONS, VA
MCLEAN ASSET MANAGEMENT CORP. · TYSONS, VA
KIRK CAPITAL ADVISORS LLC · VIENNA, VA
ATEGRA CAPITAL MANAGEMENT, LLC · VIENNA, VA

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