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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-01-06
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

2107 N. First Street Suite 310, San Jose, CA 95131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg San Jose CA 08/2002 Present
Anthem Blue Cross Of California Oxnard CA 09/2003 05/2024
Health Net Woodland Hills CA 05/2004 05/2024
Blue Shield Of California San Jose CA 12/2003 05/2024
Kaiser Permanente San Francisco CA 05/2008 05/2024
Abc Insurance Services, Inc. San Mateo CA 07/2010 05/2024
Transamerica Financial Advisors, Inc San Jose CA 01/2012 Present
Wang Insurance San Francisco CA 06/2012 05/2024
Balancepoint Financial Services, Inc San Jose CA 03/2014 Present
  • 08/2002 → Present
    Wfg
    San Jose, CA
  • 09/2003 → 05/2024
    Anthem Blue Cross Of California
    Oxnard, CA
  • 05/2004 → 05/2024
    Health Net
    Woodland Hills, CA
  • 12/2003 → 05/2024
    Blue Shield Of California
    San Jose, CA
  • 05/2008 → 05/2024
    Kaiser Permanente
    San Francisco, CA
  • 07/2010 → 05/2024
    Abc Insurance Services, Inc.
    San Mateo, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    San Jose, CA
  • 06/2012 → 05/2024
    Wang Insurance
    San Francisco, CA
  • 03/2014 → Present
    Balancepoint Financial Services, Inc
    San Jose, CA
Previous Registrations
  • 2008-08-28 → 2012-01-06
    Investment Advisors International, Inc.
    Sunnyvale, CA
    Santa Clara, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc BALANCEPOINT FINANCIAL SERVICES, INC; NOT INVESTMENT RELATED; 1150 RANCHERO WAY #7, SAN JOSE CA 95117; MARKET HEALTH INSURANCE AND PROPERTY AND CASUALTY INSURANCE PRODUCTS AS AN INDEPENDENT BROKER IN CA; PRESIDENT; 3/2014; 80 HRS/MONTH; MANAGE DAILY OPERATION OF THE COMPANY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-27
S63 Uniform Securities Agent State Law Examination 2002-12-10
  • S65 Uniform Investment Adviser Law Examination
    2008-08-27
  • S63 Uniform Securities Agent State Law Examination
    2002-12-10

View on SEC IAPD

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