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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2013-04-16 |
| KS | RA | APPROVED | 2011-02-25 |
| TX | RA | APPROVED | 2011-02-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Leawood | KS | 03/2011 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Leawood | KS | 02/2011 | Present |
I*128174For profit or not for profit: For-Profit OrganizationName of outside business organization: Shadow Glen Golf ClubInvestment related: YAddress of business: Olathe, Kansas 66061Nature of business: Corporation,Position, title, association: Committee Member, Start date of relationship: 11/21/2019Number of hours devoted: 3 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I have been asked to join the finance committee at the golf club. I will attend monthly meetings of the committee. The committee reviews the budget and makes recommendations to the executive committee. I will not have direct access to I*465850, Entity Type, Name of OBA: Shadow Glen Golf Club Address: Olathe, Kansas 66061 Investment Related: No Position, Title, Association: Finance Committee Member Employee Start Date: 11/21/2019 No Hours: 3 monthly No Hours during trading: 0 Duties: It is a Golf Club. There is golf course and restaurant associated with the golf club. Serve on the finance committee, reviewing the financials of the club with other committee members. Then make recommendations to the board related to the Golf Club.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-18 |
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