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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-12-16 |
Branch Locations
4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Newport Beach | CA | 09/2015 | Present |
| Mml Investors Services | Newport Beach | CA | 10/2015 | Present |
Name: James Keane Inv rel: Y Add: 4675 MacArthur Court #1050, Newport Beach, CA 92660 Nature: life, health Position: sales/agent Start date: 9/22/2015 No. HR/MO: 1 No. HR/MO during sec trading: 1 (2) Name: James Keane Inv Rel: Y ADD: Residential Nature: Trustee Position: Trustee Start Date: 3/8/2023 No. HR/MO: 1 NO. HR/MO During Sec Trading: 0 Duties: Trustee of a ILIT for the benefit of the grantor's children
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-20 |
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