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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-25
CA RA APPROVED 2022-12-02
  • TX RA
    APPROVED_RES
    Since 2025-07-25
  • CA RA
    APPROVED
    Since 2022-12-02

Branch Locations

2300 First Street Ste 336-B, Livermore, CA 94550 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frank Raymond Incorporated Livermore CA 01/1991 Present
Ayala Research Corp Livermore CA 10/1992 Present
Avantax Investment Services, Inc. Livermore CA 12/2010 11/2022
Propayweb, Inc Livermore CA 09/2010 12/2016
Avantax Advisory Services Livermore CA 02/2013 11/2022
Avantax Insurance Agency, Llc Livermore CA 08/2016 11/2022
Cetera Financial Specialists Llc Schaumburg IL 12/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 12/2022 Present
Frank Raymond Inc Livermore CA 01/2000 Present
Frank Raymond Inc; Livermore CA 12/2022 Present
  • 01/1991 → Present
    Frank Raymond Incorporated
    Livermore, CA
  • 10/1992 → Present
    Ayala Research Corp
    Livermore, CA
  • 12/2010 → 11/2022
    Avantax Investment Services, Inc.
    Livermore, CA
  • 09/2010 → 12/2016
    Propayweb, Inc
    Livermore, CA
  • 02/2013 → 11/2022
    Avantax Advisory Services
    Livermore, CA
  • 08/2016 → 11/2022
    Avantax Insurance Agency, Llc
    Livermore, CA
  • 12/2022 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 12/2022 → Present
    Schaumburg, IL
  • 01/2000 → Present
    Frank Raymond Inc
    Livermore, CA
  • 12/2022 → Present
    Frank Raymond Inc;
    Livermore, CA
Previous Registrations
  • 2013-02-28 → 2022-12-07
    Avantax Advisory Services
    Livermore, CA
Other Businesses

1) FRANK RAYMOND INC., NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PRESIDENT AND CEO, TAX/FINANCIAL SERVICES, OWNER, TAX PREP, PLANNING, BOOKKEEPING, TAX PROBLEM RESOLUTION, BUSINESS CONSULTING, 40HWEEK, SINCE 01/2000. 2) HEALTH INSURANCE SALES, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, 1H/WEEK, SINCE 01/2003 3)NAME OF OTHER BUSINESS: FRANK RAYMOND INC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & HEALTH INSURANCE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-06
S63 Uniform Securities Agent State Law Examination 2011-08-04
  • S65 Uniform Investment Adviser Law Examination
    2013-02-06
  • S63 Uniform Securities Agent State Law Examination
    2011-08-04
Other Names
  • Frankie Abigana

View on SEC IAPD

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