Jefferson Jon Buller

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2001 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Rosa, CA

Other Businesses

I*1961370, Name: Rental Property 1, Investment-related: No, Address: Kailua Kona, HI, 96740, Nature of the other business: Short Term Vacation Rental, Your position: sole owner, Start date: 09/01/2024, Approximate number of hours/month you devote to the other business, 120hrs/Annually, During securities trading hours, 0, Duties: Business owner of short term vacation rental in Hawaii.

Exams

• S66 Uniform Combined State Law Examination
  2025-11-24
• S63 Uniform Securities Agent State Law Examination
  2003-01-13

Other Names

• Jefferson J Buller