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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-21
NY RA APPROVED 2025-10-21
TX RA APPROVED 2025-10-21
  • NJ RA
    APPROVED
    Since 2025-10-21
  • NY RA
    APPROVED
    Since 2025-10-21
  • TX RA
    APPROVED
    Since 2025-10-21

Branch Locations

61 S. Paramus Rd 550 5Th Fl, Paramus, NJ 07652 • United States

Oyster Bay, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Paramus NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Paramus NJ 11/2016 10/2025
Wells Fargo Advisors Financial Network, Llc Paramus NJ 10/2025 Present
Previous Registrations
Other Businesses

PRONOMIC WEALTH MANAGEMENT, LLC; INV RELATED; PARAMUS, NJ; 33.34% OWNERSHIP; 10/2025; 40 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE | 72 WOODLAND FARM, LLC; NOT INV RELATED; MONTANA; 100% OWNERSHIP; 05/2025; 1 HOUR PER MONTH; 0 DURING TRADING; LLC FOR VEHICLE REGISTRATION | MORNING STREET HOLDINGS; INV RELATED; OYSTER BAY, NY; 100% OWNERSHIP; 07/2025; 5 HOURS PER MONTH; 0 DURING TRADING; CORP THAT WILL BE USED FOR FINET TRANSITION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-12
  • S66 Uniform Combined State Law Examination
    2003-09-12
Designations
  • Certified Financial Planner

View on SEC IAPD

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