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Inactive

James J Ciprich

Corient

Morristown, NJ

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-03-30
TX RA APPROVED 2022-12-05
  • NJ RA
    APPROVED
    Since 2023-03-30
  • TX RA
    APPROVED
    Since 2022-12-05

Branch Locations

60 Columbia Road Building A, Suite 300, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regentatlantic Morristown NJ 10/2007 03/2023
Cipw Service Company, Llc Toronto 01/2022 07/2023
Corient Morristown NJ 12/2022 Present
Corient Services Llc Miami FL 07/2023 Present
  • 10/2007 → 03/2023
    Regentatlantic
    Morristown, NJ
  • 01/2022 → 07/2023
    Cipw Service Company, Llc
    Toronto
  • 12/2022 → Present
    Corient
    Morristown, NJ
  • 07/2023 → Present
    Corient Services Llc
    Miami, FL
Previous Registrations
  • 2007-10-29 → 2023-03-31
    Regentatlantic
    Morristown, NJ
  • 2006-01-13 → 2007-10-05
    Usi Securities, Inc.
    Hackensack, NJ
    Hackensack, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-10-14
  • S63 Uniform Securities Agent State Law Examination
    2002-10-14
Designations
Other Names
  • Jim J Ciprich

View on SEC IAPD

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Other Offices

EDWARD JONES · MORRISTOWN, NJ
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
KIELY CAPITAL MANAGEMENT, INC. · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
MML INVESTORS SERVICES, LLC · Morristown, NJ
EQUITABLE ADVISORS, LLC · MORRISTOWN, NJ
HIMCO, LLC · MORRISTOWN, NJ

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