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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-04-07 |
| IN | RA | APPROVED | 2022-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Glenview | IL | 03/2009 | Present |
| Guardian Life Insurance Company Of America | Glenview | IL | 01/2009 | Present |
1) Waterbury Financial Group Inc, Start date: 09/29/2011, Nature: DBA/Guardian & PAS business done through this entity, Address: 2550 Compass Road Suite E Glenview, IL 60026, Duties: Sole Owner, 160 total hours per month; 160 during securities trading hours, Investment Related, 2) Power of Atty/Executor-Parents, Start date: 12/01/2022, Address: 3864 Valhalla Dr Elgin, IL 60124-3100, 1 total hours per month; 0 during securities trading hours, Investment Related, No annual compensation, 3) POA for Wife, Start Date: 4/1/2013, Address: 47 Berkshire Lane, Lincolnshire, IL, 0 total hours per month; 0 during securities trading hours, Not Investment Related, No Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-31 |
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