Susan Caroline Cevette

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 07/2018
  Edward Jones
  St Louis, MO
• 07/2018 → 08/2023
  Lpl Financial, Llc
  Minneapolis, MN
• 09/2023 → Present
  Kestra Investment Services
  Minneapolis, MN
• 09/2023 → Present
  Kestra Advisory Services, Llc
  Minneapolis, MN

Previous Registrations

• 2018-07-27 → 2023-09-20
  Lpl Financial Llc
  Minneapolis, MN
• 2010-02-08 → 2018-07-30
  Edward Jones
  Minneapolis, MN
  Bloomington, MN
  Richfield, MN
  Richfield, MN
  St Louis, MO
  Golden Valley, MN

Other Businesses

Name: WATERSEDGE WEALTH MANAGEMENT POSITION: Registered Rep/Owner NATURE: Insurance INVESTMENT RELATED: No #f the firm with management responsibilities for the business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Wealth Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 09/06/2023 ADDRESS: 400 South 4th Street, Suite 401-117, Minneapolis MN 55415 DESCRIPTION: Presenting and creating investment portfolios for clients Name: UNCOMMON THREADS POSITION: Thought Leadership creator NATURE: Thought leadership and content INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2026 ADDRESS: 2335 Stinson Blvd, Minneapolis MN 55418, United States DESCRIPTION: Thought leadership a space to have conversation and think about wealth.

Exams

• S66 Uniform Combined State Law Examination
  2010-02-05
• S65 Uniform Investment Adviser Law Examination
  2006-11-08
• S63 Uniform Securities Agent State Law Examination
  2003-02-21

Other Names

• Susan Caroline Cevette
• Susan Cevette Nicome