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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-10-25 |
| CA | RA | APPROVED | 2009-10-23 |
| WA | RA | APPROVED | 2009-10-23 |
Branch Locations
2707 Colby Ave, Everett, WA 98201 • United States
Mill Creek, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tacoma | WA | 10/2009 | Present |
| Bank Of America, N.A. | Everett | WA | 06/2011 | Present |
I* 2068257 Entity Type: Entity Charitable Name of OBA: Mill Creek Little League Address: Mill Creek, WA 98012 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 12/01/2024 No Hours: 10 hrs weekly No Hours during trading: 0 Duties: I will be on the Executive Board for Mill Creek Little League as a Player Agent....This will entail answering questions from parents about the League and getting kids registered for the Spring and Fall seasons and put on the proper teams for their age and skill level
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-09 |
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