Kenneth L Sondo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 08/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwich, CT
• 09/2012 → 08/2021
  Bank Of America, N.A.
  Greenwich, CT
• 08/2021 → 04/2025
  Morgan Stanley
  Westport, CT
• 04/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stamford, CA

Previous Registrations

• 2021-09-02 → 2025-05-02
  Morgan Stanley
  Westport, CT
  Greenwich, CT
• 2012-06-29 → 2021-08-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Melville, NY
  Garden City, NY
  White Plains, NY
  White Plains, NY
  Greenwich, CT
  New Canaan, CT
  Ridgefield, CT
  White Plains, NY
  Ridgefield, CT

Other Businesses

I*2431277, Entity Type Entity For Profit, Name of OBA: Silvermine Golf Club Address: NorwalkConnecticut06850 Investment Related: No Position, Title, Association: TreasurerEmployee Start Date: 01/01/2023No Hours: 5 monthly No Hours during trading: 0 Duties:Treasurer on the Board of Governors for private Golf club. Responsible for reviewing and managing budget of a specific pool of funds used to enhance member events. No involvement with the operating or finances of the club itself. I do not have sole access to funds - controller of the club receives statements and also has access. Use of funds are decided on by the board as a whole, I do not have any sole decision making responsibilities. The club has an account with a local bank and does not have any BofA/ML relationship. I*2445301, Entity Type, Name of OBA: K J S 2023 Irrevocable Trust Address: Glenwood LandingNew York11547 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 09/08/2023No Hours: 1 yearly No Hours during trading: 0 Duties: I*2447265, Entity Type, Name of OBA: J S 2023 Irrevocable Trust Address: Glenwood LandingNew York11547 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 09/08/2023No Hours: 1 yearly No Hours during trading:0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  2012-06-28

Other Names

• Kenneth Louis Sondo