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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-06-25 |
Branch Locations
West Columbia, SC • United States
884 Allbritton Boulevard Suite 205, Mt. Pleasant, SC 29464 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Way Of The Midlands | Columbia | SC | 09/2014 | 05/2019 |
| Compass Leadership Group | Columbia | SC | 05/2018 | 07/2019 |
| Mutual Of Omaha Investor Services | Columbia | SC | 07/2019 | 06/2020 |
| Mutual Of Omaha Insurance Company | Columbia | SC | 07/2019 | 06/2020 |
| Pruco Securities, Llc. | Columbia | SC | 06/2020 | 10/2022 |
| Prudential Insurance Company Of America | Columbia | SC | 07/2020 | 10/2022 |
| Cetera Advisor Networks Llc | El Segundo | CA | 10/2022 | 03/2025 |
| Michael Oana Retirement Planningspecialist | Columbia, | SC | 10/2022 | 03/2025 |
| Lyft | West Columbia | SC | 02/2021 | 06/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 03/2025 |
| University Of South Carolina | Columbia | SC | 08/2024 | Present |
| Lpl Enterprise Llc | Mount Pleasant | SC | 06/2025 | Present |
1. 06/23/2025 - University of South Carolina Darla Moore School of Business - Teacher Paid by School or University - NOT INV REL - Columbia, SC - Start Date 08/01/2024 - 8 HRS/MO | 0 HRS/MO DURING TRADING 2. 06/23/2025 - Indian Waters Council, BSA - Non-Profit Board Member - NOT INV REL - Columbia, SC - Start Date 01/01/2009 - 2 HRS/MO | 0 HRS/MO DURING TRADING 3. 06/23/2025 - Alpine Insurance Agency - Non-Variable Insurance - INV REL - Columbia, SC - Start Date 01/01/2021 - 1 HR/MO | 1 HR/MO DURING TRADING 4. 06/24/2025-Christopher Burnette-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At West Columbia, SC-Start date 06/20/2025-160hrs/mth-160hrs/mth during trading 5. 06/24/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/20/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-07-23 |
| S65 | Uniform Investment Adviser Law Examination | 2019-08-27 |
| S66 | Uniform Combined State Law Examination | 2005-05-05 |
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