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Joe Palmer

LPl Financial LLC

Greenville, SC

CRD 4585785

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-04
SC RA APPROVED 2024-09-20
  • TX RA
    APPROVED
    Since 2024-11-04
  • SC RA
    APPROVED
    Since 2024-09-20

Branch Locations

Greenville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2015 09/2024
Lpl Financial Llc Greenville SC 09/2024 Present
Previous Registrations
  • 2015-08-21 → 2024-08-27
    Edward Jones
    Greenville, SC
    Greenville, SC
    Greenville, SC
    St Louis, MO
    Greer, SC
    Greenville, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-21
S63 Uniform Securities Agent State Law Examination 2002-11-27
  • S66 Uniform Combined State Law Examination
    2015-08-21
  • S63 Uniform Securities Agent State Law Examination
    2002-11-27
Other Names
  • Joe Palmer

View on SEC IAPD

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