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Michael Howard Rivers

Cornerstone Portfolio Research

Chester Springs, PA

Houston, TX

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Current Employers
Cornerstone Portfolio Research

Chester Springs, PA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-29
  • TX RA
    APPROVED
    Since 2021-09-29

Branch Locations

Chester Springs, PA • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Athena Capital Management Corp. Colorado Springs CO 02/2005 06/2020
Slidebean New York NY 08/2020 06/2021
Cornerstone Portfolio Research Houston TX 09/2021 Present
  • 02/2005 → 06/2020
    Athena Capital Management Corp.
    Colorado Springs, CO
  • 08/2020 → 06/2021
    Slidebean
    New York, NY
  • 09/2021 → Present
    Cornerstone Portfolio Research
    Houston, TX
Previous Registrations
  • 2005-03-11 → 2020-06-01
    Athena Capital Management
    Colorado Springs, CO
  • 2002-09-09 → 2005-02-08
    Bruni J V & Co
    Colorado Springs, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-28
  • S65 Uniform Investment Adviser Law Examination
    2002-08-28
Designations
Other Names
  • Mike Rivers

View on SEC IAPD

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