Katie Oneill Nestlerode

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → 01/2017
  Sanford C. Bernstein
  Chicago, IL
• 09/2017 → Present
  Fisher Investments
  Camas, WA
• 02/2017 → 08/2017
  Unemployed
  Chapel Hill, NC

Previous Registrations

• 2012-11-19 → 2017-02-08
  Alliancebernstein L.P.
  Chicago, IL
  Charlotte, NC
  Chicago, IL
• 2011-09-19 → 2012-10-25
  Sanford C. Bernstein & Co., Llc
  Denver, CO
  Chicago, IL
  Chicago, IL
  Dallas, TX
  Charlotte, NC
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-09-16
• S63 Uniform Securities Agent State Law Examination
  2004-02-03

Other Names

• Katie Oneill Young