Hans S Maentz

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 03/2021
  Morgan Stanley Smith Barney
  Los Angeles, CA
• 01/2015 → 03/2021
  Morgan Stanley Private Bank, National Association
  New York, NY
• 03/2021 → Present
  Rockefeller Financial Services
  Park City, UT
• 11/2016 → 03/2021
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2009-06-01 → 2021-03-30
  Morgan Stanley
  Los Angeles, CA
  Park City, UT
• 2008-08-19 → 2009-06-01
  Morgan Stanley & Co. Llc
  Los Angeles, CA
• 2004-04-27 → 2008-08-26
  Lehman Brothers Inc.
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

1. THE HILL SCHOOL 717 HIGH STREET, POTTSTOWN PA- EDUCATIONAL INSTITUTION. MEMBER OF BOARD OF TRUSTEES, ATTENDS THE REUNION WEEKEND AND THREE TRUSTEE MEETINGS PER YEAR, 0 HOURS DURING OFFICE HOURS PER WEEK, AND 2 HOURS OUTSIDE PER WEEK. STARTED IN 2001 2. SUNAPEE HOLDINGS INC; PERSONAL HOLDING COMPANY FOR MY IMMEADIATE FAMILY, WIFE AMY AND I ARE THE ONLY OFFICERS, WE ARE RESPONSIBLE FOR THE PASSIVE INVESTMENTS IN PRIVATE INVESTMENTS; 01/2013

Exams

• S66 Uniform Combined State Law Examination
  2002-10-28

Other Names

• Hans S. Maentz