Cathy Lynn Poe

Employer firm

Level Four Advisory Services CRD 134086

$6.54B regulatory AUM 98 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → Present
  Mid-Atlantic Securities, Inc.
  Culpeper, VA
• 08/2022 → Present
  Level Four Financial, Llc
  Dallas, TX
• 08/2022 → Present
  Level Four Advisory Services, Llc
  Dallas, TX

Previous Registrations

• 2010-02-22 → 2022-10-31
  Mid-Atlantic Securities, Inc.
  Culpeper, VA
• 2007-10-15 → 2009-05-06
  Bb&T Investment Services, Inc.
  Culpeper, VA
  Charlotte, NC

Other Businesses

ANTIQUE & ODDITIES RESAL IN ANTIQUE MALL, STARTED 10/01/2025, WORK FROM MY HOME AND RENT SPACE AS REQUIRED, OWNER OF BUSINESS, I SPEND APPROXIMATELY 5 HOURS PER MONTH DEVOTED TO THIS OUTSIDE ACTIVITY WITH 0 HOURS DURING TRADING HOURS. NOT-INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2007-10-12