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Current Employers
Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-08-17
  • VA RA
    APPROVED
    Since 2022-08-17

Branch Locations

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

763 Madison Road Suite 203, Cuspeper, VA 22701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid-Atlantic Securities, Inc. Culpeper VA 02/2010 Present
Level Four Financial, Llc Dallas TX 08/2022 Present
Level Four Advisory Services, Llc Dallas TX 08/2022 Present
  • 02/2010 → Present
    Mid-Atlantic Securities, Inc.
    Culpeper, VA
  • 08/2022 → Present
    Level Four Financial, Llc
    Dallas, TX
  • 08/2022 → Present
    Level Four Advisory Services, Llc
    Dallas, TX
Previous Registrations
  • 2010-02-22 → 2022-10-31
    Mid-Atlantic Securities, Inc.
    Culpeper, VA
  • 2007-10-15 → 2009-05-06
    Bb&T Investment Services, Inc.
    Culpeper, VA
    Charlotte, NC
Other Businesses

ANTIQUE & ODDITIES RESAL IN ANTIQUE MALL, STARTED 10/01/2025, WORK FROM MY HOME AND RENT SPACE AS REQUIRED, OWNER OF BUSINESS, I SPEND APPROXIMATELY 5 HOURS PER MONTH DEVOTED TO THIS OUTSIDE ACTIVITY WITH 0 HOURS DURING TRADING HOURS. NOT-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-12
  • S66 Uniform Combined State Law Examination
    2007-10-12

View on SEC IAPD

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