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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-03-12 |
| TX | RA | APPROVED | 2024-03-12 |
Branch Locations
140 N Center St Suite 112, Statesville, NC 28677-5297 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 07/2006 | 02/2022 |
| Morgan Stanley Smith Barney Llc | Charlotte | NC | 02/2022 | 02/2024 |
| Edward Jones | St Louis | MS | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-16 |
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