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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-22
NJ RA APPROVED 2014-04-14
  • TX RA
    APPROVED_RES
    Since 2018-10-22
  • NJ RA
    APPROVED
    Since 2014-04-14

Branch Locations

216 Old Country Rd, Floor 03, Mineola, NY 11501 • United States

277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 03/2014 07/2018
Fv Ventures, Llc Slingerlands NY 03/2015 02/2019
Jp Morgan Securities Llc Mineola NY 07/2018 Present
  • 03/2014 → 07/2018
    Jpmorgan Securities Llc
    New York, NY
  • 03/2015 → 02/2019
    Fv Ventures, Llc
    Slingerlands, NY
  • 07/2018 → Present
    Mineola, NY
Previous Registrations
  • 2008-07-07 → 2014-03-21
    New York, NY
  • 2007-10-01 → 2008-05-02
    Morgan Stanley & Co. Llc
    New York, NY
  • 2005-05-27 → 2007-10-01
    Banc Of America Investment Services, Inc.
    New York, NY
    New York, NY
  • 2002-12-18 → 2004-09-28
    Chase Investment Services Corp.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-16
  • S66 Uniform Combined State Law Examination
    2002-12-16
Designations
Other Names
  • Frank Anthony Mastromauro
  • Frank Anthony Mastromauro
  • Frank Mastromauro

View on SEC IAPD

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