Phillip Lynn Hawkey

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Chesterfield, MO
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Chesterfield, MO

Other Businesses

Real Estate Ownership; Multi-Family; Midland Blvd, , Overland, MO, 63114; Not Investment-Related; 07/09/2018. Outside Employment; Door Dash; My wife is on disability with MS and wants to earn a little extra money. She cannot Dash on her own, because of the physical requirements, but she can do it If I drive the car and get in & out, while she runs the app. Because I am the driver, this small income would be under my name. This activity would be strictly a part-time non-market hours activity.; Retail; 9531 Midland Blvd, , Overland, MO, 63114; Not Investment-Related; 12/06/2024; 10 to 19 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2002-12-03