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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-03
NY RA APPROVED 2021-04-16
  • TX RA
    APPROVED
    Since 2022-06-03
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States

Massapequa Pk, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Smithtown NY 09/2005 03/2020
Ameriprise Financial Services, Llc Hauppauge NY 03/2020 Present
Other Businesses

Outside Employment; Certainty of the Uncertainty, LLC; Employee of legal entity; compensation received from an advisor owned entity established to manage the practice; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-24
  • S66 Uniform Combined State Law Examination
    2003-01-24
Designations
Other Names
  • Charlie Justino

View on SEC IAPD

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