Peter Joseph Giannini

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → Present
  The Thom Group
  San Luis Obispo, CA
• 05/2007 → 09/2017
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 09/2017
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 09/2017 → Present
  Independent Financial Group
  San Luis Obispo, CA

Previous Registrations

• 2007-11-28 → 2017-11-15
  The Thom Group
  San Luis Obispo, CA
• 2012-07-02 → 2017-09-21
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  San Luis Obispo, CA
  Morro Bay, CA
• 2007-05-09 → 2012-07-02
  First Allied Securities, Inc.
  Morro Bay, CA
  San Luis Obispo, CA
  San Luis Obispo, CA
• 2003-11-03 → 2007-05-11
  Pruco Securities, Llc.
  San Luis Obispo, CA
  San Luis Obispo, CA

Other Businesses

(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2002 ADDRESS: 1457 Marsh Street #200, San Luis Obispo CA 93401, United States DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS (2) THE BLACK BRANT GROUP POSITION: Board Member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2010 ADDRESS: 1575 Little Morro Crk Rd, Morro Bay CA 93442, United States DESCRIPTION: BOARD MEMBER OF THE BLACK BRANT GROUP INC A NON-PROFIT (3)THOM GROUP POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2007 ADDRESS: 1457 Marsh Street #200, San Luis Obispo CA 93401, United States DESCRIPTION: REGISTERED REPRESENTATIVE AT DBA USED FOR MARKETING PURPOSES (4) NEGRANTI GREEN VALLEY LP POSITION: Independent Contractor NATURE: Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2020 ADDRESS: PO Box 143, Morro Bay CA 93443, United States DESCRIPTION: Independent contractor at family-owned ranch. (5) MORRO BAY PUPS POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/13/2024 ADDRESS: 2990 Juniper Ave, Morro Bay CA 93442, United States DESCRIPTION: I was asked to help on the board for the Morro Bay Dog Park. Role should be limited to periodic meetings about running the 501 (C) 3. ie maintenance, public issues w the park, annual budget etc. J&E GIANNINI PROPERTIES, LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/07/2025 ADDRESS: 1225 Little Morro Creek Road, Morro Bay CA 93442, United States DESCRIPTION: Responsibilities will involve helping manage the real estate and tenant relationships within the LLC. This can range from lease agreements to property management. Property is leased as single family dwellings, ag leases to utility leases for telecom and energy companies.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-02
• S63 Uniform Securities Agent State Law Examination
  2002-10-01