Cathy Ann Buck

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-04-15
PA	RA	APPROVED	2018-07-02

TX RA
APPROVED

Since 2020-04-15
PA RA
APPROVED

Since 2018-07-02

Branch Locations

One Ppg Place Suite1300, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Pittsburg	PA	05/2009	11/2016
Rbc Capital Markets, Llc	Canonsburg	PA	11/2016	06/2018
Morgan Stanley	Pittsburgh	PA	06/2018	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Pittsburg, PA
11/2016 → 06/2018

Rbc Capital Markets, Llc

Canonsburg, PA
06/2018 → Present

Morgan Stanley

Pittsburgh, PA

Previous Registrations

2016-11-02 → 2018-06-12

Rbc Capital Markets, Llc

Canonsburg, PA
2014-05-07 → 2016-11-03

Wells Fargo Clearing Services, Llc

Pittsburgh, PA

Canonsburg, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-05-05

S66 Uniform Combined State Law Examination

2014-05-05

Other Names

Cathy Bright

View on SEC IAPD

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