Best Investors Account Sign in

Cathy Ann Buck

Morgan Stanley

Pittsburgh, PA

CRD 4584622

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-15
PA RA APPROVED 2018-07-02
  • TX RA
    APPROVED
    Since 2020-04-15
  • PA RA
    APPROVED
    Since 2018-07-02

Branch Locations

One Ppg Place Suite1300, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pittsburg PA 05/2009 11/2016
Rbc Capital Markets, Llc Canonsburg PA 11/2016 06/2018
Morgan Stanley Pittsburgh PA 06/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-05
  • S66 Uniform Combined State Law Examination
    2014-05-05
Other Names
  • Cathy Bright

View on SEC IAPD

More in Pittsburgh, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor