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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-08-11
DC RA APPROVED 2003-03-03
MD RA APPROVED 2003-02-27
VA RA APPROVED 2003-02-27
  • TX RA
    APPROVED
    Since 2004-08-11
  • DC RA
    APPROVED
    Since 2003-03-03
  • MD RA
    APPROVED
    Since 2003-02-27
  • VA RA
    APPROVED
    Since 2003-02-27

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 09/2002 Present
Bank Of America, N.A. Washington DC 12/2009 Present
Other Businesses

I*101734 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SUMMER RENTAL COTTAGE INVESTMENT RELATED: N ADDRESS OF BUSINESS: EDGARTOWN, MASSACHUSETTS 2539 NATURE OF BUSINESS: OTHER,SUMMER RENTAL COTTAGE POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/2/2017 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SUMMER RENTAL COTTAGE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-14
  • S66 Uniform Combined State Law Examination
    2003-02-14

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