Best Investors Account Sign in
Inactive

Stephen Bernard Glowacka

Facet

Chandler, AZ

West Palm Beach, FL

Claim This Profile
Current Employers
Facet

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-24
TX RA APPROVED_RES 2023-05-17
  • AZ RA
    APPROVED
    Since 2023-05-24
  • TX RA
    APPROVED_RES
    Since 2023-05-17

Branch Locations

Chandler, AZ • United States

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Tempe AZ 02/2019 11/2019
Charles Schwab Phoenix AZ 09/2010 07/2018
Charles Schwab Bank Phoenix AZ 09/2010 07/2018
Wells Fargo Clearing Services, Llc Chandler AZ 02/2019 11/2019
Td Ameritrade Chandler AZ 11/2019 01/2021
N/A Gilbert AZ 07/2018 02/2019
Facet Wealth Gilbert AZ 01/2021 06/2022
Facet Wealth Gilbert AZ 01/2021 06/2022
Hendershott Wealth Management San Jose CA 09/2022 05/2023
Facet Baltimore MD 05/2023 Present
  • 02/2019 → 11/2019
    Wells Fargo Advisors
    Tempe, AZ
  • 09/2010 → 07/2018
    Charles Schwab
    Phoenix, AZ
  • 09/2010 → 07/2018
    Charles Schwab Bank
    Phoenix, AZ
  • 02/2019 → 11/2019
    Wells Fargo Clearing Services, Llc
    Chandler, AZ
  • 11/2019 → 01/2021
    Td Ameritrade
    Chandler, AZ
  • 07/2018 → 02/2019
    N/A
    Gilbert, AZ
  • 01/2021 → 06/2022
    Facet Wealth
    Gilbert, AZ
  • 01/2021 → 06/2022
    Facet Wealth
    Gilbert, AZ
  • 09/2022 → 05/2023
    Hendershott Wealth Management
    San Jose, CA
  • 05/2023 → Present
    Facet
    Baltimore, MD
Previous Registrations
  • 2022-09-28 → 2023-05-14
    Hendershott Wealth Management, Llc
    Fishers, IN
    Gilbert, AZ
  • 2021-02-24 → 2022-06-13
    Facet
    Gilbert, AZ
    West Palm Beach, FL
  • 2019-12-02 → 2021-01-11
    Td Ameritrade, Inc.
    Chandler, AZ
  • 2019-12-02 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Chandler, AZ
  • 2019-03-01 → 2019-12-02
    Wells Fargo Clearing Services, Llc
    Tempe, AZ
    Scottsdale, AZ
    Tempe, AZ
    Tempe, AZ
    Tempe, AZ
    Scottsdale, AZ
  • 2010-10-04 → 2018-08-02
    Charles Schwab & Co., Inc.
    Scottsdale, AZ
    Phoenix, AZ
    Phoenix, AZ
  • 2009-11-16 → 2010-01-12
    Chase Investment Services Corp.
    Scottsdale, AZ
  • 2008-07-15 → 2009-10-21
    Wells Fargo Clearing Services, Llc
    Phoenix, AZ
    Glendale, AZ
    Phoenix, AZ
    Phoenix, AZ
  • 2002-10-30 → 2008-07-02
    Wells Fargo Investments, Llc
    Chandler, AZ
    Tempe, AZ
    Gilbert, AZ
    Chandler, AZ
    Chandler, AZ
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-18
  • S66 Uniform Combined State Law Examination
    2002-10-18
Designations
Other Names
  • Stephen Bernard Glowacka
  • Stephen B Glowacka
  • Stephen Glowacka

View on SEC IAPD

More in Chandler, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor