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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2014-11-17 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
1011 Route 22 Suite 104, Bridgewater, NJ 08807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 11/2014 | Present |
INSURANCE AGENT/BROKER THROUGH APPROVED EXCHANGE. OFFER TO CLIENTS, PROSPECTS WHEN RECOMMENDATIONS ARE APPROPRIATE. COMPENSATION IS FROM COMMISSIONS.DEVOTE 60% PER MONTH. ESTABLISHED 2001. JK FINANCIAL SERVICES, LLC POSITION: Owner NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 08/01/2017 ADDRESS: 12 Loweer Center St suite 9, Clinton NJ 08809, United States DESCRIPTION: Offering and maintaning client investments and insurance LIFE INSURANCE AND ANNUITIES POSITION: Financial Advisor NATURE: Financial Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/05/2014 ADDRESS: 12 Lower Center st, Clinton NJ 08809, United States DESCRIPTION: Offer life insurance to my clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-15 |
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