Dallas Cernak Fox

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-03-08
IL	RA	APPROVED	2006-02-16

TX RA
APPROVED_RES

Since 2021-03-08
IL RA
APPROVED

Since 2006-02-16

Branch Locations

110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States

Burr Ridge, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691	Chicago	IL	01/2006	Present
Bank Of America, Na	New York	NY	12/2009	Present

01/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691

Chicago, IL
12/2009 → Present

Bank Of America, Na

New York, NY

Previous Registrations

2003-07-16 → 2006-01-30

Cetera Investment Advisers Llc

Oak Brook, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-02-25

S66 Uniform Combined State Law Examination

2003-02-25

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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