Jose Alberto Moreno

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Miami, FL
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2004-08-27 → 2009-06-01
  Citigroup Global Markets Inc.
  Miami, FL
  Miami, FL
• 2002-11-27 → 2004-09-13
  Ubs Financial Services Inc.
  Boca Raton, FL

Other Businesses

*661403-. Rental Property; Investment related- Yes; pinecrest Florida; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); 07/2025; During business hours: 0; After business hours: 2;Property Management *399568 - cfp; Investment related - No; WASHINGTON, District of Columbia; Non-Profit; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); Oct 2020; During business hours: 2; After business hours: 0; Investment Decisions/Advice *464151 - MARIPOSA LLC; Investment related - Yes; Sioux Falls, South Dakota; Insurance; Investor, Officer (proprietor, partner, officer, director, employee, trustee, agent);12/2021; During business hours: 0; After business hours: 0;Investment Decisions/Advice *668475-  ah estudio llc; Investment related-No; coral gables, Florida; Construction/Engineering; Officer (proprietor, partner, officer, director, employee, trustee, agent); 11/2025; During business hours: 0; After business hours: 1; Administrative.

Exams

• S66 Uniform Combined State Law Examination
  2002-11-25